A broker trading in his or her personal account after trading in the same security for a customer. The broker may believe the customer has access to privileged information that will cause the transaction to be profitable.
Recent Articles and Podcasts
- The Inverse Relationship Between Logical Decision-Making, Stress, and Business Performance
- 49 States and California: Regulatory Landscape Challenges
- Lessons in Business Success and Transformation from Les Misérables
- Knock, Knock. Who’s There? Government Agents and Auditors
- Behind the Endorsement or Referral: The Rest of the Story
- What Game Is Your Business Playing?
- What Treasure Island Can Teach Us About Business
- Leadership Development Lessons from Counselor Troi’s Promotion Test on Star Trek: The Next Generation
- The Curse of Oak Island Leadership Lessons
- When Popularity Outweighs Competence: The Real Cost of Biased Promotions